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Board on Research Data and Information
Policy and Global Affairs Division
The National Academies
Room 511
500 Fifth Street, NW
Washington, DC 20001
USA
Email: puhlir@nas.edu

Phone: (202) 334-1531
Fax: (202) 334-2231


PROPOSAL FOR FUNDING FOR PLANNING WORKSHOP FOR ESTABLISHING AN INDO-US ROUNDTABLE

Title of activity
 
A Planning Workshop for establishing an Indo-US Roundtable for Scientific Data and Information (Roundtable).
 
1.                 Proposed venue and dates
 
Venue - Indian National Science Academy (INSA), New Delhi.
 
Dates- 1-day Planning Workshop in March 2010 with participation of 5 US experts and 12 Indian experts. Additionally, following the Workshop there will be 2 days of related meetings in New Delhi of the US Principal Investigator and the senior staff officer of the NAS, with their Indian counterparts in related organizations
 
2.                 Contact information of both Indian & US Principal Investigators
 
India –Professor Krishan Lal (Indian PI)
INSA Senior Scientist
President, CODATA,
Former Director
National Physical Laboratory,
Dr. K. S. Krishnan Road, Pusa Campus
New Delhi-110012, India
Phone:   +91 11 4560 9104; 4560 8513    (Office);
               +91 11 2583 6409   (Home)
E-mail: klal@mail.nplindia.org                                
 
USA – Paul Uhlir –
National Research Council Board on Research Data and Information (BRDI).
Policy and Global Affairs Division,
National Academy of Sciences, 500 5th Street, NW, Keck 511, Washington D.C. 20001.
Email: puhlir@nas.edu. Tel: +001-202-334-1531  
       
3.                 Executive summary
 
The U.S. National Committee for CODATA and the Indian National Committee for CODATA, under the auspices of their respective Academies of Science, propose to organize an Indo-US Roundtable on Scientific Data and Information, a multi-disciplinary program which would convene a series of meetings, workshops and symposia, and initiate projects over an initial four-year period. The proposed meeting is for rigorous planning of the activities so as to optimize output of the Indo-US interactions in this important area.
 
The  Roundtable is envisioned to provide a unique bilateral forum for government, industry, and academic stakeholders in India and the United States to discuss and address the management, policy, and applications of scientific and technical data and information practices and policies, pursuant to a mutually agreed agenda. The Roundtable also would serve as a coordinating body for bilateral cooperation on these issues at the Academy and the national levels in each country, with appropriate recognition of other bilateral and international activities.
 
The activities of the Roundtable as well as any bilateral data cooperation project initiated under the Roundtable will be limited strictly to the data that is not classified as confidential or secret by either the Government of the US or the Government of India.
 
The Roundtable would hold one two-day meeting approximately every 12 months for an initial four-year period, alternating between the United States and India. These meetings would be focused on developing a detailed understanding of the issues and interests of the committee’s sponsoring organizations in the public and private sectors in cooperative scientific data and information activities, and on establishing an agenda of future issues and activities of common interest. A dedicated website would be used by each side to publicize the activities of the Roundtable and related materials. Information would be exchanged among members throughout the year on a listserv. Other meetings would be organized and held subject to mutual interest and available funding.
 
4.     Background, concept and purpose
 
There are many reasons for increased cooperation between India and the United States, both generally and specifically in scientific data and information activities. Within the larger context, there is expanding trade and other forms of cooperation. In the research domains, various mechanisms—contacts, exchanges, and joint research activities—already exist between numerous government and academic institutions in the two countries. However, none of these focuses expressly on cooperation in scientific data and information activities, policies, and practices. Increased cooperation in scientific data and information activities can help address significant public and industrial research and development problems in our respective countries and promote improved capabilities for cooperation in joint research. In particular, both countries have extensive and important scientific database and information activities in all disciplines and applications areas. Researchers in the public as well as private sectors in the United States and India have much to gain by fostering greater access to and exchange of such factual information, and by engaging in more joint basic and applied research activities, either in developing or improving scientific databases and information, or in using the databases and information in cooperative research.
 
The international CODATA and our respective national CODATA committees provide a well-established core mechanism for planning and facilitating cooperative activities in the data and information context. The scientific database communities in both countries, as represented by their CODATA committees, have a mutual interest in greater cooperation in this area. Such cooperation would benefit from a more formal forum for promoting dialogues and various levels of interaction between the two countries and the various sectors.
 
In the Indo-US Roundtable on Scientific Data and Information, the focus would be both on factual scientific databases and on scientific information (i.e., the scholarly literature) in which the governmental, academic, and private sector organizations in both countries have strong interests. The Roundtable mechanism would allow for a more meaningful participation of public policy makers and the private sector on both sides.
 
The Roundtable is envisioned to operate for an initial period of four years. The following types of possible cooperation initiatives regarding scientific database and scientific information policies, practices, and activities are suggested for discussion and potential follow-up in the Planning Workshop:
 
1) Exchanging of information and identification of issues concerning scientific data and information activities, and their management, policy, and applications, including barriers to data exchange at the national and international levels, which may have implications for both the public and private sectors.
 
2) Identification of scientific data and information resources that might be useful to be made more widely available in our respective countries.
 
3) Identification of high mutual-priority databases and scientific information centers in both countries that should have either mirror sites, or subsets of the contents established in each other’s country, and determine how to implement that.
 
4) Promotion of opportunities for both senior and junior scientists and engineers in both the public and private sectors to visit each other’s countries for various periods of time to learn about each other’s scientific data and information activities and policies, and to engage in cooperative research in select areas.
 
5) Promotion of opportunities for university students to visit and study in each other’s universities and research centers in areas within CODATA’s scope of activities.
 
6) Exploration of the possibility for joint projects in scientific data and information development, studies, or training, including topics such as common standards and interoperable systems and techniques; metadata and scientific information management practices; clearinghouses and portals for data resources; academic or public-private partnerships in these areas; and other topics by mutual agreement.
 
5.                 Specific need for a bilateral event
 
An exploratory Planning Workshop of experts and institutional officials on the Indian and US sides is essential for the purpose of identifying and prioritizing subject areas of mutual interest and to establish an organizational and operational framework, and schedule for implementing the multi-year Roundtable program, as outlined above.
 
Number of Indian and US participants with affiliation participating in the Planning Workshop
 
Indian Participants (12):
1) Dr. Krishan Lal (Indian PI), President CODATA, NPL, New Delhi; 2) Prof. M. Vijayan, President, INSA; 3) Dr. Baldev Raj, Chair, Indian CODATA Committee, Director, IGCAR, Kalapakkam; 4) Dr. V. P. Dimri, Member, Indian CODATA Committee, Director, NGRI, Hyderabad; 5) Dr. T. Ramasami, Secretary, DST; 6) Prof. S. K. Brahmachari, DG, CSIR; 7) Prof. M. K. Bhan, Secteary, DBT; 8) Prof. T. P. Singh, V.P. INSA, AIIMS; 9) Prof N. Balakrishnan, INSA, IISc.; 10) Representative, CII; 11) Representative, FICCI; and 12) S. K. Sahni, Executive Secretary, INSA. For details please see Attachment 1.
 
USA Participants (5):
1) Prof. Michael Clegg, Foreign Secretary, NAS; 2) Prof. Michael Lesk, NAE, Chair, Board on Research Data and Information; 3) Roberta Balstad, Ph.D., Columbia University, Vice-Chair, Board on Research Data and Information, and Chair, US National Committee for CODATA; 4) Paul Uhlir, J.D., NAS, and Director, Board on Research Data and Information, and US National Committee for CODATA; and 5) Subhash Kuvelker, J.D., NAS, and Senior Program Officer, Board on Research Data and Information, and US National Committee for CODATA.
 
Preliminary technical agenda listing proposed speakers
 
The agenda will include speaking roles and general discussion by all meeting participants, with the details to be decided.
 
6.                 Expected outcome specifically in terms of furthering bilateral cooperation/interactions and other substantive follow-ups.
 
Identification of subject areas of mutual interest and establishment of a general organizational and operational framework of a multi-year, multi-disciplinary program of an Indo-US Roundtable for Scientific Data and Information.
 
7.                 Total estimated cost in the prescribed Budget Format

i. Funds sought from the IUSSTF under specific budget lines

ii. Expected funding from other sources including in kind contributions
 
The travel and meeting funds for the Planning Workshop are requested exclusively from IUSSTF. Funding for the salaries for organizing and holding the meeting will be borne by the participating organizations. Once the proposed Roundtable has been established, funding is expected on both sides from governmental agencies, research institutions, foundations, and private industry.
 
Brief CV's of the US & Indian Principal Investigator (not more than 2 pages each)
 
Indian Principal Investigator – Professor Krishan Lal
Most current brief bio of the Indian PI – Please see Attachment 2.
 
US Principal Investigator – Paul F. Uhlir, J.D.
Most current brief bio of Paul Uhlir – Please see Attachment 3.
 
BUDGET FORMAT FOR WORKSHOP/ SYMPOSIUM/CONFERENCE

HEAD
 
Amount
International Airfare
(International air tickets to be provided directly by the IUSSTF in economy class & shortest route)
From/to
Various cities in US to New Delhi
Unit cost
Average cost $2100 per person roundtrip Economy Class fare
Number
 
Number of participants
 
5
NAS expert participants
Total airfare
for 5 U.S. participants
 
$10,500
 
At approx. Rs.50 per dollar conversion rate
-- -- -- -- -- -- --
Rs.525,000
 
Domestic airfare
From/to
 
None if venue is New Delhi
Unit cost
Number
Number of participants
 
Accommodation
(Expenses for accommodation in decent hotel/guest house on actual costs)
Venue
 
New Delhi
Unit cost
 
$200 per night per
US participant
 
Number of nights
 2 nights for 3 persons
+
4 nights for 2 persons
=
Total 14 nights
 
Number of participants
 
 5 US participants
 
Total
(for 5 persons and
14 nights)
$200 x 14 =
$2800
-- -- -- -- -- -- --
Rs. 140, 000
Per diem
(Pocket allowance for covering incidentals) at $50 per person per day
Number of days
 3 persons for 2 days
+
2 persons for 4 days
=
Total 14 days
Number of participants
 
5 US participants
Total per diem
(5 persons and 14 days)
 
$50 x 14 =
$700
-- -- -- -- -- -- --
Rs. 35,000
 Event costs (not more than 50 participants)
(Event costs can include tea/snacks, lunches & dinners, venue costs, audio visuals, stationary, local transport, etc.)
 Not more than 25 persons for tea/snacks and lunch for 1 day; and dinner/reception for 1 evening
 
Rs. _____ approx.
Details in Attachment 4
Preparation of event report/publications 
None
Other expenses
(Can include costs for visa, airport transfers)
Visa for 5 US participants
 
5-year visa for 5 NAS experts      
Total Visa = 5X$240 = $1200
 
US side airport transfer total 5X100 = $500
 
Total: Visa + Airport Transfer = $1700
-- --- --- --- -- -- -
Rs.85.000
= = = = = = = ==
TOTAL TRAVEL FOR 5 US PARTICIPANTS
$15,700
-- -- -- -- -- -- -- -
Rs.785,000
Overhead
(up to a maximum of 15%)
15% of the total US side $2355
Rs. 117750
TOTAL FUNDING REQUESTED FROM IUSSTF
US SIDE BUDGET
$18,055
-- -- -- -- -- -- --
Rs.902,750
--------------------
Indian side:
Rs. 189,060
FUNDING FROM ANY OTHER FUNDING SOURCES
0
 
TOTAL PROGRAM COST
Rs.1,091,810
including
$ 18,055

 

ATTACHMENT 1 - Provisional Set of Indian Participants:

1.      Professor Krishan Lal FNA (Indian PI)
INSA Senior Scientist
President, CODATA
Former Director
National Physical Laboratory,
Dr. K. S. Krishnan Road, Pusa Campus
New Delhi-110012, India
Phone:   +91 11 2574 1733; 4560 9104; 4560 8513    (Office);
               +91 11 2583 6409   (Home)
Fax:         +91 11 2572 6938; 2572 6952
E-mail: klal@mail.nplindia.ernet.in
http://www.codata.org
 
2.      Dr. Baldev Raj,
Chairman, Indian National Committee for CODATA
Director, Indira Gandhi Centre for Atomic Research,
Kalpakkam-603102.
 
3.      Dr. V.P. Dimri,
Member, Indian National Committee for CODATA
Director, National Geophysical Research Institute,
Uppal Road, Hyderabad-500 007.
 
4.      Professor M. Vijayan,
President, Indian National Science Academy,
Honorary Professor,
Indian Institute of Science,
Bangalore-560 012.
 
5.      Dr. T. Ramasami,
Secretary,
Department of Science & Technology,
New Mehraruli Road,
New Delhi-110 016.
 
6.      Dr. S.K. Brahmachari,
Director General,
Council of Scientific & Industrial Research,
Rafi Marg,
New Delhi-110 001.
 
7.      Dr. M.K. Bhan,
Secretary, Department of Biotechnology,
Block 2, CGO Complex, Lodi Road,
New Delhi-110 003.
 
8.      Professor T.P Singh,
Vice President, Indian National Science Academy,
DBT Distinguished Biotechnologist,
Department of Biophysics,
All India Institute of Medical Sciences,
New Delhi-110 029.
 
9.      Professor N. Balakrishnan,
Vice President, Indian National Science Academy,
Associate Director,
Indian Institute of Science,
Bangalore-560 012.
 
10.Representative of Confederation of Indian Industry (CII)
 
11.Representative of Federation of Indian Chambers of Commerce and Industries (FICCI)
 
12.Shri S.K. Sahni,
Executive Secretary,
Indian National Science Academy,
Bahadur Shah Zafar Marg,
New Delhi-110 002.
 
 
 
ATTACHMENT 2 -  Biographical Outline of Indian PI Dr. Krishan Lal
 
Affiliation                    INSA Senior Scientist, Former Director, National Physical Laboratory, New Delhi-110 012; Also President, CODATA.
 
Date of Birth              15th March 1941
 
Academic Career    M.Sc. (Physics)    Agra University, Agra              1961     Ist class 
                                                                                                                                       IInd
                                     Ph.D.                      University of Delhi, Delhi       1969    Solid State
                                                                                                                                      Physics
           
Research Specialization: Solid State Physics; Materials Characterization; Crystal Growth & Lattice Imperfections, High Resolution X-ray Diffraction, Instrumentation; Quality Management, Certified Reference Materials and Data for Materials.
 
Career:           Lecturer in Physics (1961-62); S.S.A. SSPL (DRDO)- 1962-63; Joined NPL as Post Doc Fellow in Dec 1963 and Scientist B in Feb 1966 and rose to be Director Grade Scientist in 1990. Served as Director, NPL during 2000-2003 and granted Extension in service till the age of 64 rears (2005).
 
Contributions in Research, Development, Coordination and Collaborations
            Dr. Krishan Lal has made significant contributions in research and development, scientific leadership, and developing international collaboration. Dr. Lal’s research work on lattice imperfections in crystals, X-ray diffraction physics, and crystal growth has led to deeper understanding of the nature of real materials and their interaction with radiation and external fields.
 
            During Dr Lal’s Directorship, NPL had shown an impressive enhancement in R&D output, remarkably improved IPR protection, consistent increase in calibration services and resource generation.
 
Honours/Awards, Memberships of Academic Bodies, Organization of Conferences and Publications
            (i) Honorary Doctorate, Russian Academy of Sciences, 1998; (ii) Fellow, Indian National Science Academy (INSA), New Delhi; (iii) Fellow, National Academy of Sciences' India, Allahabad; (iv) President, CODATA, 2006-2010, (v) Editor, Zeitschrift für Kristallographie –1996-2003; (vi) Awarded S. K. Mitra Birth Centenary Gold Medal of Indian Science Congress Association, Jan 2007; (vii) Member, Asia Pacific Network on Materials Evaluation Technology, Korea, 2002-; (viii) Member, Asia-Pacific Academy of Materials, 1997-; and (ix) President, Indian Crystallography Assoc. 2003-2007 .
 
            Dr. Krishan Lal is Honorary Professor, Indian Institute of Technology (IIT), Kanpur and Editor-in-Chief, Proceedings of Indian National Science Academy. He was IBM India Fellow at Watson Research Centre, New York; Visiting Professor, University of Tokyo, Tokyo, Technical University Darmstadt, Darmstadt and Sr. Visiting Scientist at Physikalisch-Technische Bundesanstalt, Braunschweig. He was Visiting Professor IIT Delhi and Jamia Millia Islamia and Adjunct Professor, IIT Kharagpur. Also, served as Treasurer, INSA, Director, CEL Sahibabad and Chairman, Executive Committee, National Science Centre, Delhi for North Zone and Member, Society and Governing Body of National Council of Science Museums, Member, Research Council of CSIR laboratories and Adisory/Academic Councils of several universities.
 
            Dr. Krishan Lal has been Chairman of six International Symposia/Workshops/Schools. He has delivered more than 100 invited talks in reputed national/international conferences.
 
            Dr Krishan Lal has: edited 8 Books/Volumes, published 22 Invited Papers in journals / Chapters in Books, more than 100 research papers in refereed journals and 7 patents to his credit.

 

ATTACHMENT 3 -  Summary of Biographical Information of U.S. Principal Investigator

PAUL F. UHLIR, J.D.
Professional Biographical Summary

Paul is Director of the NRC Board on Research Data and Information Programs at the U.S. National Academy of Sciences/National Research Council (National Academies) in Washington, D.C., where he directs policy studies for the federal government. Paul’s area of emphasis is on issues at the interface of science, technology, and law, with primary focus on digital information policy and management, and on intellectual property (IP) on the Internet. He is currently establishing a new Board on Research Data and Information at the National Academies. He also directs the U.S. Committee on Data for Science and Technology, which serves as a forum for interdisciplinary data issues and advice for federal science agencies. From 1996 to 2001, he formally represented the interests of the National Academies in congressional legislation on database protection and on the application of the Freedom of Information Act to academic research data. Recent projects have included the establishment of a bilateral US-China Roundtable on Scientific Data Cooperation in 2006, two major symposia on issues concerning the public domain and open access to scientific data and information at both the national and international levels (2003 and 2004), a series of international workshops over the past 6 years on data management and policy issues in developing countries (Senegal, China, southern Africa, Latin America), and workshops on information policy with OECD (2008) and UNESCO (2005).
 
From 1991 to 1998, Paul was the Associate Executive Director of the Commission on Physical Sciences, Mathematics, and Applications at the National Academies. In that capacity he provided management oversight for 8 discipline boards, ~90 committees, and 55 employees. He also conducted special projects for the Commission, primarily in the area of S&T data management and policy. From 1985 to 1991, he was senior staff officer for the Academies’ Space Studies Board, where he directed studies on solar system exploration and Earth remote sensing for NASA. Before joining the National Academies, he was a foreign affairs officer at the National Oceanic and Atmospheric Administration in the Department of Commerce, where he worked on remote sensing law and policy and on intergovernmental agreements for cooperation in meteorological satellite programs. While at NOAA, he was principal drafter of the 1986 Dept. of Commerce Regulations for Licensing Private Land Remote Sensing Space Systems.
 
Paul is the author or editor of 22 books and more than 60 articles. Some of the recent National Academies studies that he has directed in the area of information policy and management include: Electronic Scientific, Technical, and Medical Journal Publishing and Its Implications (2004), Open Access and the Public Domain in Digital Data and Information for Science (2004), Bits of Power: Issues in Global Access to Scientific Data (1997), and Preserving Scientific Data on Our Physical Universe: A New Strategy for Archiving the Nation’s Scientific Information Resources (2 vols, 1995). Among the many articles that he has published independently in this area are: Open Data for Global Science, with Peter Schroder, Data Science Journal, CODATA, Vol. 6 (2007); A Contractually Reconstructed Research Commons for Scientific Data in a Highly Protectionist Intellectual Property Environment, with Jerome Reichman, 66 Law & Contemporary Problems 315-462 (Winter/Spring 2003); and Policy Guidelines for the Development and Promotion of Governmental Public Domain Information, UNESCO, Paris (2005). For additional information about Paul’s work, see his National Academies website at: http://www7.nationalacademies.org/biso/ISTIP.html.
 
Paul has been involved in numerous consulting and volunteer activities dealing with a broad range of information policy and management issues over the years. Clients for which he has consulted include UNESCO, OECD, GBIF, UC San Diego, Duke University, CIESIN, National Institutes of Health, and NASA. He also has given over 100 invited presentations nationally and internationally, and in 1997 he received the National Research Council’s Special Achievement award for his work in data policy. He speaks fluent Czech and Slovak, very good French, and some Spanish, German, and Russian. Paul has a Juris Doctor diploma and Master of Arts degree in international relations from the University of San Diego (1983, 1984), and a Bachelor of Arts degree in world history from the University of Oregon (1977).
 

ATTACHMENT 4 - Budget for Organizatoinal Expenditure at New Delhi

Head
 
Amount
Travel Cost Indian Participants (Air tickets between Chennai, Bangalore and Hyderabad) New Delhi
 
Unit Cost
Average
Economy Class Fare Rs. 12,000
per ticket
Number
Number of participants requiring travel support: 4
Total Airfare:
 
Rs. 48,000
Accomodation: Indian Participants (Out of Station)
 
Unit cost Guest House
Rs. 500
 
Number of participants requiring Accommodation: 4 persons for 2 days
Total cost:
 
Rs. 4,000 approx
Per-diem
Indian Participants including airport transfers at starting points and honorarium for meeting
 
Unit cost
 
Rs. 250 per day per person+ Rs 600 airport transfer at starting point and honorarium for meeting @ Rs 1000
 
Number of participants
4 out- of- station participants for 2 days
Total cost:
 
Rs. 4400 + Rs. 12000 =Rs. 16400
 
Event Cost: For not more than 25 persons (17 participants +8 others)
Lunch for 1 day:: Rs. 15,000 Tea and Snacks for 1 day: Rs.6000; One Dinner/Reception:Rs.30,000; Local Transport for organizational purpose, airport transfers at Delhi: Rs.20,000;
Total cost:
 
Rs.71,000
Costs related to Preparatory Phase
Folders, stationery, banners audio visual equipment and secretarial support
 
Total cost:
 
Rs.25,000
Total Organizational Cost at New Delhi
Rs 164,400
Overheads
@ 15% approximately
Rs.24,660
Grand Total
Rs. 189,060